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Author Archives: Anika Noel

PHL – Change to Senior Officer – Indira Singh

PHL- Change to Senior Officer – Indira Singh

Anika Noel •14 May 2024Material Change Filings, Material Changes, PHL

MASSY – Change to Board of Directors – Alberto Rozo

MASSY – Change to Board of Directors – Alberto Rozo

Anika Noel •14 May 2024Material Change Filings, Massy, Material Changes

GAMISL- Changes to BOD- Gerrard, Jogie, Sahadeo, Francois, Hamel-Smith, Tewari, Lok-Jack, Ganteaume

GAMISL- Changes to BOD- Gerrard, Jogie, Sahadeo, Francois, Hamel-Smith, Tewari, Lok-Jack, Ganteaume

Anika Noel •8 May 2024Material Change Filings, GAMISL, Material Changes

SUSDBF – Change to Fund Manager

SUSDBF – Change to Fund Manager

Anika Noel •8 May 2024Material Change Filings, Material Changes, SUSDBF

RBL- Change to Senior Officer – Ray Klien

RBL- Change to Senior Officer – Ray Klien

Anika Noel •8 May 2024Material Change Filings, Material Changes, RBL

RBL- Change to Senior Officer- Carlene Seudat

RBL – Change to Senior Officer- Carlene Seudat

Anika Noel •8 May 2024Material Change Filings, Material Changes, RBL

AMBL- Change to Board of Directors – A. Nigel Sabga

AMBL- Change to Board of Directors – A. Nigel Sabga

Anika Noel •8 May 2024Material Change AMBL, Filings, Material Changes

AMBL- Change to Senior Officer- David Maraj

AMBL- Change to Senior Officer- David Maraj

Anika Noel •8 May 2024Material Change AMBL, Filings, Material Changes

UDECOTT – Change to Senior Officer – Cranston Jones

UDECOTT – Change to Senior Officer – Cranston Jones

Anika Noel •8 May 2024Material Change Filings, Material Changes, UDECOTT

FOIA Request Form

FOIA Request Form

Anika Noel •7 May 2024FOIA, FOIA Statement FOIA
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    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
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