Event – Panel discussion: Considerations in Crypto Asset Regulation Date – Tuesday, September 5th, 2023 from 10am-12pm Venue – Central Bank of Trinidad and Tobago Auditorium The panelists comprised: Dr. Alvin Hilaire, Governor of the Central Bank of Trinidad and Tobago, who presented on, ‘The Case for the Regulation of …
In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of the National Investment Fund Holding Company Limited’s TT …
In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 210 [Bargains Put-Through the Market] and the repeal and replacement of Rule 227 [Closing of Market] of the TTSE Rules Order re Approval of TTSE Rules 210 and …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue the Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023 (“the Draft RBCAL By-Laws”). The Commission hereby provides notice that the Draft RBCAL Bye-Laws and a Statement of Substance and Purpose are now available for comment. Notice …
BYE-LAWS MADE BY THE MINISTER UNDER SECTION 148 OF THE SECURITIES ACT AND SUBJECT TO NEGATIVE RESOLUTION OF PARLIAMENT THE RISK –BASED CAPITAL AND LIQUIDITY REQUIREMENTS BYE-LAWS, 2023 Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023 Statement of Substance and Purpose – Risk-Based Capital and Liquidity Requirements …
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By L.J. Williams Limited Contravention Order – L.J. Williams- $14,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order re Endeavour Holdings Limited – $1,500
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Endeavour Holdings Limited Contravention Order re Endeavour Holdings Limited – $4,400.00
In the Matter of the Contravention of Section 64(1)(a) & (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By MPC Caribbean Clean Energy Limited Contravention Order re MPC- $124,000.00
In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 By NCB Capital Markets (Barbados) Limited Contravention Order re NCBCMBL – $91,200.00
