The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) has noted that Blue Dreams Co. Ltd. in an advertisement in a daily newspaper last week has offered 50,000 shares to the public as a \”\”UNIQUE HIGH-YIELD INVESTMENT OPPORTUNITY\” at a price of US$3.00 per share.

Investor Alerts

Warning Notice

The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) has noted that Blue Dreams Co. Ltd. in an advertisement in a daily newspaper last week has offered 50,000 shares to the public as a \”\”UNIQUE HIGH-YIELD INVESTMENT OPPORTUNITY\” at a price of US$3.00 per share.

Media Releases

Blue Dreams Investment Opportunity

The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) has noted that Blue Dreams Co. Ltd. in an advertisement in a daily newspaper last week has offered 50,000 shares to the public as a \”\”UNIQUE HIGH-YIELD INVESTMENT OPPORTUNITY\” at a price of US$3.00 per share.

Policies

Policy Framework for Repurchase Agreements

All financial services activities that involve solicitation and receipt of funds from the public should be subject to regulatory oversight to safeguard the interest of those providing funds. Repurchase Agreements fall into this category and it is recommended that Repurchase Agreement activities by Securities Companies be subject to regulatory oversight by the Commission.

Guidelines

Guidelines for Collective Investment Schemes

In light of the phenomenal growth of the Collective Investment Scheme industry , and the evidence that has been emerging from our survey of the market, it is clear that guidance is needed regarding issues of fund governance, risk management practices, marketing and promotional practices, and reporting by fund managers and trustees.

Notices

Notice of Extension of Order

The Commission issued a temporary order of December 4, 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (\”SIA\”) to allow the operation of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2

Notices of Hearing

Notice of Hearing re Listed companies disclosure regime

On the 19th day of January 2009 the Trinidad & Tobago Stock Exchange (\”the Stock Exchange\”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (\”the SIA\”) filed for a proposed new rule under section 6 of the Stock Exchange Rules

Notices

Notice re Amendments to Stock Exchange Rules

On the 19th day of November 2008 the Trinidad and Tobago Stock Exchange Limited (\”the Stock Exchange\”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (\”the SIA\”) filed with the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.

Notices

Amendment to Stock Exchange Rules

that the Commission issued a temporary order dated the 4th day of December 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (\”SIA\”) in respect of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2

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