First Regional Seminar for Caribbean Regulators and Market Actors

Guidelines

Guidelines for Listing of Companies with Constrained Share Ownership provisions on the Trinidad and Tobago Stock Exchange Issued pursuant to section 6(b) of the Securities Industry Act, 1995

Companies with constrained share ownership provisions are entities which are governed by constitutive documents which impose limits on the number of shares which may be owned by a single shareholder. In most securities markets stock exchanges do not permit listings of entities with constrained share ownership provisions.

Annual Reports

Annual Report 2003

Annual Report of the Trinidad and Tobago Securities and Exchange Commission for the financial year ended September 30, 2003

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