Delegation Order re Standing Committee – December 2023
In the Matter of Sections 8 and 16 of the Securities Act, Chapter 83:02 AND In the matter of the […]
Delegated Orders, Orders
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – TTNGL – AACFS – $113,050.00
In The Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – TTNGL – AR – $96,900.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the
Orders, SROs Orders
Order re Approval of TTSE Rules 203 and 212
In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – TTNGL – $63,750.00
In The Matter of a Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – LJ Williams – $9,900.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – JMMBGL – $32,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – Endeavour Holdings Limited – $45,000.00
In The Matter of the Contravention of Section 67(1) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders
Contravention Order – Endeavour Holdings Limited – $1,000.00
In The Matter of a Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – Capital Markets Elite Group TT Limited – $16,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the