Registration of Securities in Trinidad and Tobago – The Prospectus
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recently hosted its first Facebook Live Panel Discussion  and Q&A event, […]
Registration of Securities in Trinidad and Tobago – Distribution via a Limited Offering
The COVID-19 pandemic has increased financial challenges faced by a number of companies. It is therefore important that entrepreneurs understand
Published Articles
Registration of Securities in Trinidad and Tobago – Other Participants
In last week’s article, we focussed on the registration process for securities prior to distribution in the Trinidad and Tobago
Registration of Securities of Trinidad and Tobago
In last week’s article, we explained the options available in the securities market to raise capital/funds. These included the issuance
Raising Capital in the securities market
COVID-19 has given rise to  financial challenges  among several small and medium-sized local enterprises and conglomerates. During this period of
TTSEC Notice of Reopening
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) announces that on Monday 8th June, 2020, its Office located
Notices
Notice of Draft Portfolio Manager By-Laws, 2020
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) advises members of the public, of the issue of its
Customer Due Diligence
Customer Due Diligence We have often asked ourselves while trying to conduct various types of business activities, why do financial
Statement of Substance and Purpose, Uncategorized
Re: Statement of Substance and Purpose – Draft By-Laws for Portfolio Manager
STATEMENT OF SUBSTANCE & PURPOSE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’s DRAFT BY LAWS 2020 for creation of