Public Notice re Administrative Fines
THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant […]
Notices
Media Releases, Notices
Re: Temporary Closure of TTSEC’s Offices
NOTICE TO STAKEHOLDERS Effective Tuesday 31st March to Wednesday 15th April, 2020, the offices of the Trinidad and Tobago Securities
COVID-19, Notices
Notice to Registrants-Limited Filing Moratorium: COVID-19
• Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago
Stress Testing the Securities Market
The advent and adverse effects of the Coronavirus disease (COVID-19), cements the importance of organisations implementing appropriate risk mitigation strategies
Media Releases
TTSEC: Interim Operational Changes in Response to COVID-19
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) remains committed to protecting the health and safety of Staff,
COVID-19, Notices, Notices of Hearing
RE: Notice of Postponement of Hearings
The public is advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is seeking to ensure a
Media Releases
RE: Interim Measure in Response to COVID-19
Effective March 23, 2020 Customer Service Protocol Registrants and Visitors to the Commission will be now be required to complete
COVID-19, Media Releases, Notices
RE: Change to TTSEC Business Hours and Operations
On March 16, 2020, the Government of the Republic of Trinidad and Tobago announced that a number of measures will
Published Articles
COVID -19 and the T&T Securities Industry
On February 3, 2020, China’s financial sector recorded one of its worst days, with equities decreasing as much as 9.1
Risk Based Supervision: Why it\’s important
Financial regulators globally previously utilised traditional supervisory approaches to market regulation which focused on a Rules-Based System of control. This