TTSEC: Interim Operational Changes in Response to COVID-19
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) remains committed to protecting the health and safety of Staff, […]
Media Releases
COVID-19, Notices, Notices of Hearing
RE: Notice of Postponement of Hearings
The public is advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is seeking to ensure a
Media Releases
RE: Interim Measure in Response to COVID-19
Effective March 23, 2020 Customer Service Protocol Registrants and Visitors to the Commission will be now be required to complete
COVID-19, Media Releases, Notices
RE: Change to TTSEC Business Hours and Operations
On March 16, 2020, the Government of the Republic of Trinidad and Tobago announced that a number of measures will
Published Articles
COVID -19 and the T&T Securities Industry
On February 3, 2020, China’s financial sector recorded one of its worst days, with equities decreasing as much as 9.1
Risk Based Supervision: Why it\’s important
Financial regulators globally previously utilised traditional supervisory approaches to market regulation which focused on a Rules-Based System of control. This
Corporate Governance and the Securities Market
Registrants of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) play an important role in the development and stability
FOIA Statements
FOIA Statement 2020
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In
Published Articles
Building a Culture of Regulatory Compliance (Part 2)
As the regulator for the securities industry, establishing regulatory compliance requires continuous vigilance and resources. Simultaneously, as our regulatory demands
Decisions / Settlements
Settlement Statement to Notice of Settlement
In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the