Building a Culture of Regulatory Compliance (Part 1)
Regulatory compliance is essential to the orderly functioning of the securities market. Registrants registered with the Commission should establish effective […]
Who\’s Who in the Securities Market
Entities that engage in activities specified within the respective legislation that govern the TTSEC and the CBTT are required to
Decisions / Settlements, Uncategorized
Settlement Agreement – Hassan Phillip Rahaman
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Notices
Notice of Settlement – FCB IPO Matter
In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Decisions / Settlements
Settlement Agreement – Imtiaz Azard Rahaman
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Decisions / Settlements
Settlement Agreement – Subhas Ramkhelawan- BBL
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Orders, Orders (Contraventions), Settlement Orders
Contravention Order: Hassan Philip Rahaman
In the Matter of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago (“the
Collective Investment Schemes/Mutual Funds – Fixed NAV and Floating NAV
Collective Investment Schemes (“CIS”), commonly known as mutual funds are investment vehicles, which allow the pooling of investor resources to
Published Articles
TTSEC – Improving the Way We Do Business
Every day securities markets globally are evolving and changing to meet the financial and investment needs of a digitized era.