Registration of Trust Form Collective Investment Schemes as Reporting Issuers
Trinidad and Tobago Securities and Exchange Commission has been faced with certain challenges to the application of the Securities Act, […]
Published Articles
Delisting and Deregistration Orders, Orders
Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 22-Sept-2019
In The Matter Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and
Delisting and Deregistration Orders, Orders
Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 3-Aug-2019
In The Matter Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and
Compliance Reviews of Registrants – Another Way Investors are Protected
The conduct of compliance reviews (also known as inspections) is one of the mechanisms used by the Trinidad and Tobago
Notices
Notice – Statement of Substance and Purpose re Amendment of Rule 210
TAKE NOTICE that on the 18th day of October 2019, the Trinidad and Tobago Stock Exchange Limited (“the TTSE”), a
Investor Protection Needs Disclosure and Registration
‘Disclosure’ and ‘Registration’ are two of the ways in which the Commission strives to nurture a fair, efficient and transparent
TTSEC Market Newsletter – Issue #24
TTSEC Market Newsletter – News and Updates from the Commission – Issue #24 TTSEC MARKET Newsletter Issue #24
Material Changes
RFHL – Change to Senior Officer – S. Mohammed and M. Andrews
RFHL – Change to Senior Officer – S. Mohammed and M. Andrews
Affinity Fraud – Scams that Target Relationships
Financial fraud can take many forms including Boiler Room scams, Pump and Dump Schemes, Ponzi and Pyramid schemes. Â Affinity Fraud
Notices of Hearing
Re: Notice of Directions Hearing
NOTICE OF DIRECTIONS HEARING In the Matter of Sections 71(1) and 159(1) of the Securities Act, Chap. 83:02 of the