Mutual Funds and the Christmas Season
With the Christmas season  upon us and the anticipated increases in the levels of consumer spending, persons are at this […]
Published Articles
Fintech and T&T\’s Securities Market
The pervasive nature of Fintech and other digital innovations in the financial sector have the potential to transform the securities
Media Releases
TTSEC’s Online Survey on Financial Literacy
Trinidad and Tobago Securities and Exchange Commission (TTSEC) over the period November 25th –December 20th, 2019, will conduct a survey
Securities Market Bulletin #4
The fourth issue of the Commission’s Securities Market Bulletin encapsulates the data collected for the first two quarters of 2019
Notices of Hearing
Notice of Hearing re: Furness Trinidad Limited
In the Matter of Sections 71(1)(a) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic
Administrative Fines Orders, Uncategorized
Contravention Order re: KCL Capital Market Brokers Limited $9,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers
Delisting and Deregistration Orders, Orders
De-listing Order re: Berger Paints Trinidad Limited Shares
In the Matter of Section 45 (1) of the Securities Act 2012 And In the Matter of an Application by
Delegated Orders, Orders
Order re: Delegation of CEO\’s Authority to DCEO
In the Matter of Section 8 of the Securities Act, 2012 and In the Matter of the delegation of specific
Draft Bye-Laws
Statement of Substance and Purpose on Draft CIS By-Laws – August 2019
Statement of Substance and Purpose – on Draft CIS By-Laws
Draft Bye-Laws
Draft CIS By-Laws – August 2019
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment