TTSEC Annual Report 2008
The Trinidad and Tobago Securities and Exchange Commission is pleased to publish its annual Report for 2008.
Guidelines
Guidelines for Foreign Companies\’ Employee Stock compensation plans
This paper seeks to put forth a proposal to
facilitate the implementation of Employee
Stock Compensation Plans by Multinational Corporations that have operations in Trinidad and Tobago
Decisions / Settlements
Decision of Hearing
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) wishes to inform the public that it has come to a decision in regard to the de-listing of Furness Trinidad Limited (\”Furness\”) and Valpark Shopping Plaza Limited (\”Valpark\”) by the Trinidad and Tobago Stock Exchange Limited (\”the Exchange\”)
Uncategorized
Proposed Securities Bill 2009
The Securities Bill 2009 seeks to provide protection to investors from unfair, improper or fraudulent practices; foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; to co-operate with other jurisdictions in the development of fair and efficient capital markets; and for other related matters
Investor Alerts
Warning Notice
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) has noted that Blue Dreams Co. Ltd. in an advertisement in a daily newspaper last week has offered 50,000 shares to the public as a \”\”UNIQUE HIGH-YIELD INVESTMENT OPPORTUNITY\” at a price of US$3.00 per share.
Media Releases
Blue Dreams Investment Opportunity
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) has noted that Blue Dreams Co. Ltd. in an advertisement in a daily newspaper last week has offered 50,000 shares to the public as a \”\”UNIQUE HIGH-YIELD INVESTMENT OPPORTUNITY\” at a price of US$3.00 per share.
Policies
Policy Framework for Repurchase Agreements
All financial services activities that involve solicitation and receipt of funds from the public should be subject to regulatory oversight to safeguard the interest of those providing funds. Repurchase Agreements fall into this category and it is recommended that Repurchase Agreement activities by Securities Companies be subject to regulatory oversight by the Commission.
Guidelines
Guidelines for Collective Investment Schemes
In light of the phenomenal growth of the Collective Investment Scheme industry , and the evidence that has been emerging from our survey of the market, it is clear that guidance is needed regarding issues of fund governance, risk management practices, marketing and promotional practices, and reporting by fund managers and trustees.
Notices
Notice of Extension of Order
The Commission issued a temporary order of December 4, 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (\”SIA\”) to allow the operation of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
Investor Articles
World Consumer Rights Day message
Today, on world consumer Rights Day the Trinidad and Tobago Securities and Exchange Commission takes the opportunity to remind you of your rights and responsibilities as an investor.