Orders

The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014

Contravention Order – Samaan Tree Fund – $1,000.00

Contravention Order – Mortgage Participation Fund – $1,000.00

Contravention Order – HMB – $11,000.00

Contravention Order – Maritime Capital Limited – $1,000.00

Contravention Order – GLOC – $13,000.00

HDC – Change to Board of Directors – Dr. Joseph Jacob

UCL – Change to Board of Directors – Camilo Trujillo

GHL – Change to Senior Officer – Greer Quan

TTSEC Bi-Annual Market Newsletter Issue #34

HMB – Change to Board of Directors – Robert Green

TTSEC Notice of Closure

CIBC – Change to Senior Officer – Patrick McKenna

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