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Orders

Category Archives: Orders

Order- Readymix (West Indies) Limited re: ordinary shares

In the Matter of an Application by Readymix (West Indies) Limited for the Trinidad and Tobago Securities and Exchange Commission to deem that its ordinary shares are not or were not part of a distribution to the public pursuant to Section 6(3) of the Companies Act, Chapter 81:01 of the …

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Rachael Rampersad •4 Oct 2024Orders Readymix (West Indies) Limited

Order- De-list GORTT TT$1,500M 15 year 7.75% Fixed Rate Bond

In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago’s TT$1,500M 15-year 7.75% Fixed Rate Bond due April 23, 2024 from its Official List.   TTSEC Order- De-list GORTT TT$1,500M 15 year 7.75% Fixed Rate …

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Ellen Lewis •27 Aug 2024Orders delist, GORTT, stock exchange

Order- Application by JMMBGL re Exemption from By-Laws

In the Matter of an Application by JMMB Group Limited for an exemption from the requirements of By-Laws 11 – 16 of the Take-Over By-Laws in respect of a renewal of a Share Repurchase Programme.   TTSEC Order – JMMBGL By-Laws Exemption re Share Repurchase Programme  

Ellen Lewis •27 Aug 2024Orders by-laws, JMMBGL, Share Repurchase Programme

Order re Amendment to TTSE Rule 400(2)

In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to amend Rule 400(2) [Special Market Listing Requirements, Small and Medium Enterprise Market].   TTSEC Order- TTSE Rule Amendment 400 2 2024

Rachael Rampersad •26 Aug 2024Orders TTSE

Contravention Order- TSTT – $39,150.00

In The Matter of a Contravention of Section 64(1)(a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Limited.   TTSEC Order – TSTT – $39,150.00

Rachael Rampersad •31 Jul 2024Contraventions, Orders, Orders (Contraventions) TSTT

Contravention Order- AMBL- $1,000.00

In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By ANSA Merchant Bank Limited.   TTSEC Order – AMBL- $1000.00

Rachael Rampersad •31 Jul 2024Contraventions, Orders, Orders (Contraventions) ANSA Merchant Bank Limited

Contravention Order- DFL- $1,000.00

In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Development Finance Limited.   TTSEC Order – DFL- $1000.00

Rachael Rampersad •31 Jul 2024Contraventions, Orders, Orders (Contraventions) DFL

Contravention Order- MPF – $1,000.00

In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Mortgage Participation Fund.   TTSEC Order – MPF – $1000.00

Rachael Rampersad •31 Jul 2024Contraventions, Orders, Orders (Contraventions) Mortgage Participation Fund

Contravention Order- PLIPDECO- $1,000.00

In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Point Lisas Industrial Port Development Corporation Limited.   TTSEC Order – PLIPDECO- $1000.00

Rachael Rampersad •31 Jul 2024Contraventions, Orders, Orders (Contraventions) PLIPDECO

Contravention Order-TTMBL- $1,000.00

In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Trinidad and Tobago Mortgage Bank Limited.   TTSEC Order – TTMBL- $1000.00

Rachael Rampersad •31 Jul 2024Contraventions, Orders, Orders (Contraventions) TTMBL
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    TTSEC

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