You Invest. We protect. Everyone Benefits!
Facebook YouTube LinkedIn RSS
About EASiFINTECH
  • Home
  • menu-icon-ttsec-2About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Cooperation
      • International
      • Domestic
      • Close
    • Close
  • registrationRegistration
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
    • Close
  • menu-icon-filingFilings
    • Material Change
    • Documents Filed-Securities Registrations
    • Registrants’ Financial Statements
    • Close
  • mmrf_formsMMRF Forms
    • CBTT
    • SRO
    • Close
  • menu-icon-legalLegal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Draft Policies
    • CIS Bye-Laws
    • Procurement
    • Close
  • menu-icon-amlAML-CFT
    • Beneficial Ownership
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Draft Policies
    • Close
  • protection-shieldInvestor Protection
    • Complaints Procedure
    • Complaints Online Form
    • Brochure – How to Complain
    • Fraud Awareness
    • Glossary of Terms
    • Investor Alerts
    • Close
  • menu-icon-publicationsPublications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures/Calendar
    • Approved Designated Foreign Jurisdictions
    • FOIA Statement
    • Research
    • Close
  • menu-icon-mediaMedia Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos
    • Close
 
    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
Reports

Category Archives: Reports

Registrants’ Risk Assessments 2023 Report

The TTSEC is mandated under Section 6(l) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) to “assess, measure and evaluate risk exposure in the securities industry”. It is empowered under Section 7(1)(l) of the Act to “monitor the risk exposure …

Continue reading

Nicole Bachan •21 May 2024Reports

Market Activity Report – January 2013

Market activity report january 2013

Continue reading

TTSEC •1 Jan 2013Reports market activity report

Market activity report January 2010

The local economy continues to stagnate even as the global economy has gained traction

Continue reading

TTSEC •5 Feb 2010Reports market activity, report

Market Activity Report – January 2010

Market Activity Report – January 2010

Continue reading

TTSEC •1 Feb 2010Reports market activity report

Part A Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Executive Summary

Executive Summary from Final Report

Continue reading

TTSEC •30 Nov 2004Reports Stikeman Elliot report

Part L Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Schedule

Schedule \\\\\\\"E\\\\\\\" – Proposed General By-Law from Final Report

Continue reading

TTSEC •30 Nov 2004Reports Stikeman Elliot report

Part B Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Background

Background from Final Report

Continue reading

TTSEC •30 Nov 2004Reports Stikeman Elliot report

Part C Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested Legislative Changes for a Securities Act, 2005

Suggested Legislative Changes for a Securities Act, 2005 from Final Report

Continue reading

TTSEC •30 Nov 2004Reports Stikeman Elliot report

Part D Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested New Provisions for the Securities Act, 2005

Suggested New Provisions for the Securities Act, 2005 from Final Report

Continue reading

TTSEC •30 Nov 2004Reports Stikeman Elliot report

Part E Review and Revision of the Trinidad and Tobago Securities Industry Act, 1995 and Related By-Laws and Associated Legislation: Suggested By-Laws for the Securities Act, 2005

Suggested By-Laws for the Securities Act, 2005 from Final Report

Continue reading

TTSEC •30 Nov 2004Reports Stikeman Elliot report
123
Investor Education Get Answers and Tools Lodge a Complaint Useful Links
Follow us on
  • Facebook
  • YouTube
  • Twitter
  • LinkedIn
  • Our Blog
  • Android App
  • IOS App
  • RSS
  • Contact Information
  • Privacy Policy
  • Career Opportunities
  • Terms of Use
  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos