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- Investor Alerts1. The Financial Intelligence Unit of Trinidad and Tobago (FIUTT) alerts the Public to be aware of “Smishing” August 28, 2024
- Material Changes2. NEL – Change to Board of Directors – Kern Dass April 1, 2026
- Material Changes3. SEP – Divestment of International Biscuits Limited March 31, 2026
- Material Changes4. NGL – Change to Auditors March 31, 2026
- Material Changes5. ASBH – Change to Senior Officer – John De Silva March 31, 2026
- Material Changes6. ASBH – Change to Senior Officer – Bernadette Sammy March 23, 2026
- Material Changes7. AHL – Change to Senior Officer – Rahim Mohammed March 23, 2026
- Investor Alerts8. PUBLIC ADVISORY- “Forever Wealth Project” March 19, 2026
- Material Changes9. NEL – Change to Board of Directors – S. Marcelle, R. Rodriguez-Santana, N. Ramsahai, S. Smith, H. Tardieu, K. Dass, H. Jailal et al. March 18, 2026
- Investor Alerts10. Investor Alert No. 5- Evolving Investment Scams and Tactics – Stay Vigilant! March 17, 2026
- Material Changes11. AGL – Appointment of Senior Officer – Bernadette Sammy March 16, 2026
- Material Changes12. NGL – Share Capital Reduction March 13, 2026
- Circulars13. Circular Letter- VA-VASP-PF Risk Assessments March 11, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.