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- Material Changes1189. NGL – Change to Board of Directors- Patrick Ferreira July 21, 2022
- Material Changes1190. FCI – Regulatory approval for sale of assets July 21, 2022
- Registrants' Financial Statements1191. West Indies Stockbrokers Limited Audited Financial Statement for the year ended 31st October 2021 July 21, 2022
- Registrants' Financial Statements1192. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30th September 2021 July 21, 2022
- Registrants' Financial Statements1193. WITCO – Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1194. PLIPDECO – Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1195. One Caribbean Media Limited – Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1196. National Flour Mills Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1197. Guardian Holding Limited Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1198. GraceKennedy Limited Annual Report for the year ended 31st December, 2022 July 19, 2022
- Material Changes1199. PATT – Change to Senior Officer – Annabelle Sooklal July 19, 2022
- Material Changes1200. OCM – Appointment of Auditors July 15, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.