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- Registrants' Financial Statements1285. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2020 May 12, 2022
- Registrants' Financial Statements1286. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2019 May 12, 2022
- Registrants' Financial Statements1287. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statement for the year ended 31st March 2021 May 12, 2022
- Registrants' Financial Statements1288. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statement for the year ended 31st March 2019 May 12, 2022
- Registrants' Financial Statements1289. Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2020 May 12, 2022
- Registrants' Financial Statements1290. Bourse Securities Limited Audited Financial Statement for the year ended December 31 2021 May 12, 2022
- Registrants' Financial Statements1291. Bourse Securities Limited Audited Financial Statement for the year ended December 31 2020 May 12, 2022
- Registrants' Financial Statements1292. Bourse Securities Limited Audited Financial Statement for the year ended December 31 2019 May 12, 2022
- Material Changes1293. NIPDEC – Change to Board of Directors – Maryam Abdool-Richards May 12, 2022
- Material Changes1294. GHL – Change to Organizational Structure and Senior Officer May 11, 2022
- Material Changes1295. MASSY – Change to Board of Directors – Robert Riley May 11, 2022
- Material Changes1296. MASSY – Change to Senior Officer – Marc Rostant May 11, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.