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- Material Changes121. RBC – Change to Senior Officer – Naim Kazmi March 2, 2026
- Guidelines122. Anti-Money Laundering, Combating the Financing of Terrorism and Countering Proliferation Financing (AML/CFT/CPF) Guidelines for the Securities Sector February 27, 2026
- Registrants' Financial Statements123. FCPIMS – Audited Financial Statements for Year Ended 30 September 2025 February 26, 2026
- Material Changes124. TCL – Cessation of Readymix (West Indies) Limited’s Concrete and Aggregate Operations February 25, 2026
- Material Changes125. MPCCEL – Early Maturity of Convertible Promissory Note February 25, 2026
- Material Changes126. CIBC – Change to Senior Officer – Marsha Trotman February 25, 2026
- Circulars127. Circular Letter re National Policy and Strategy – updated Dec 2025 February 23, 2026
- Material Changes128. STTSTIF – Change to Senior Officer – Sasha Noel, Denesh Abraham February 20, 2026
- Material Changes129. STTGIF – Change to Senior Officer – Sasha Noel, Denesh Abraham February 20, 2026
- Material Changes130. STTFIF – Change to Senior Officer- Sasha Noel, Denesh Abraham February 20, 2026
- Material Changes131. STTSTIF- Change to Senior Officer- Richard Edoo February 19, 2026
- Material Changes132. STTGIF- Change to Senior Officer- Richard Edoo February 19, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.