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- Material Changes145. JMMBGL- Change to Senior Officer- Rosalee Gordon January 20, 2026
- Material Changes146. AMCL- Change to Senior Officer- Faheem Mohammed, Adam Sabga January 20, 2026
- Material Changes147. NFM – Change to Board of Directors – A. Mohammed, S. Voisin, K. Shaw, J. Salazar, S. Adams, R. Alexander, S. Correia, D. Robinson et al. January 20, 2026
- Material Changes148. Seprod – Change to Board of Directors – Christopher Gentles January 20, 2026
- Material Changes149. NCBFG – Change to Senior Officer – Dave Garcia January 15, 2026
- Material Changes150. NGL – Change to Board of Directors – Dominic Rampersad, Judy Kalloo, Gerald Ramdeen January 15, 2026
- Material Changes151. NEL – Change to Board of Directors – David Robinson January 9, 2026
- Registrants' Financial Statements152. Firstline Securities Limited – Annual Audited Financial Statements ftye 31-Dec-2024 January 8, 2026
- Material Changes153. GKC – Appointment of Senior Officer – Durval Williams January 8, 2026
- Material Changes154. FCBL – End of Acting Appointments – Sana Ragbir and Cheryl Ann La Roche January 8, 2026
- Material Changes155. FCGFH – End of Acting Appointment – Sana Ragbir January 8, 2026
- Material Changes156. PLD – Change to Senior Officer (President Ag.) – Deoraj Mahase January 7, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.