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- Material Changes133. SBTT- Change to Senior Officer- Denesh Abraham, Sasha Noel February 19, 2026
- Material Changes134. STTFIF- Change to Senior Officer- Richard Edoo February 19, 2026
- Material Changes135. RBL- Change to Board of Directors- Nalini Bansee, Timothy Affonso, Sandra Sookram February 18, 2026
- Material Changes136. RBL- Change to Board of Directors- Kristine Thompson February 18, 2026
- Material Changes137. SGMF – Appointment of Directors – Affonso, Sookram and Bansee February 13, 2026
- Material Changes138. SGMF – Retirement of Director – Kristime Thompson February 13, 2026
- Securities Market Bulletin139. Securities Market Bulletin #14 February 12, 2026
- Registrants' Financial Statements140. West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
- Registrants' Financial Statements141. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
- Registrants' Financial Statements142. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2025 February 10, 2026
- Registrants' Financial Statements143. Scotia Investments T and T Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
- Registrants' Financial Statements144. Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.