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- Material Changes1429. NEL – Change to Senior Officer – Nicole De Freitas June 30, 2022
- Published Articles1430. Registrants Disclosure and Filing Obligations in the Securities Market June 29, 2022
- Material Changes1431. SFCL – Update on Normal Course Issuer Bid June 28, 2022
- Material Changes1432. FCGFH – IDB Invest Transaction June 28, 2022
- Material Changes1433. FCGFH – Launch of Additional Public Offering June 28, 2022
- Material Changes1434. RBCMBL- Changes to Board of Directors- Marc Jardine, Karen Chang June 27, 2022
- Rules1435. STATEMENT OF SUBSTANCE AND PURPOSE PROPOSED SMALL & MEDIUM ENTERPRISES (SME) MENTORSHIP RULES & PROPOSED SPECIAL MARKET LISTING REQUIREMENT- SME MARKET RULE June 27, 2022
- Rules1436. TTSE SME RULES June 27, 2022
- Notices1437. Notice – TTSE concise Statement of Substance and Purpose re: proposed addition of Rule 400(2) to the TTSE Rules June 27, 2022
- Securities Market Bulletin1438. Securities Market Bulletin #8 June 24, 2022
- Acts1439. Act No. 16 of 2021 – (Finance (No. 2) Act, 2021) June 22, 2022
- Published Articles1440. Capital Requirements for Market Intermediaries June 22, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.