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- Material Changes1453. WCO – Change to Senior Officer – Andres Lorenzo August 4, 2022
- Material Changes1454. SPORTT- Changes to Board of Directors- P. Whiteman, R. Pitt July 29, 2022
- Material Changes1455. SPORTT- Changes to Board of Directors- D. Camacho, M. Gordon, M. Daniel July 29, 2022
- Material Changes1456. JMMBTTL – Change to Senior Officer- Lisa-Marie Alexander July 29, 2022
- Material Changes1457. NIFHCL – Appointment of Auditors July 26, 2022
- Material Changes1458. GHL – Change to Senior Officer – Samantha Saugh July 26, 2022
- Material Changes1459. TTUTC – Change to Senior Officer – Dirk Nicholas Smith July 26, 2022
- Registrants' Financial Statements1460. Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2021 July 25, 2022
- Material Changes1461. NGL – Change to Board of Directors- Patrick Ferreira July 21, 2022
- Material Changes1462. FCI – Regulatory approval for sale of assets July 21, 2022
- Registrants' Financial Statements1463. West Indies Stockbrokers Limited Audited Financial Statement for the year ended 31st October 2021 July 21, 2022
- Registrants' Financial Statements1464. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30th September 2021 July 21, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.