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- Delisting and Deregistration Orders1489. De-Listing Order re GORTT $1,000M 7 Year Bond October 11, 2021
- Delisting and Deregistration Orders1490. De-Listing Order re First Citizens Bank Limited October 11, 2021
- Delisting and Deregistration Orders1491. De-Registration Order re UTC North American Fund October 11, 2021
- Material Changes1492. NFM – Adoption of Company By-Laws October 11, 2021
- Exemption Orders1493. Exemption Order re Bourse Securities Limited October 11, 2021
- Material Changes1494. AGL – Amalgamation of Rosco Petroavance and Process Components October 11, 2021
- Material Changes1495. AGL – Amalgamation of Smith Robertson and Oscar Francois October 11, 2021
- Material Changes1496. AGL – Acquisition of Process Components Limited October 11, 2021
- Material Changes1497. PHL – Change to Senior Officer – Kerri Hosein-Khan October 11, 2021
- Material Changes1498. PHL – Change to Senior Officer – Hima Rhea Singh October 11, 2021
- Material Changes1499. NEL – Change to Senior Officer – Venita Ramlal October 11, 2021
- Delisting and Deregistration Orders1500. De-Registration Order re CIBC Private Client Fund October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.