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- Registrants' Financial Statements1549. KSBM Asset Management Limited Audited Financial Statement for the year ended 31st March 2021 May 13, 2022
- Registrants' Financial Statements1550. Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2019 May 13, 2022
- Material Changes1551. SPORTT- Change to Board of Directors- P. Whiteman May 12, 2022
- Registrants' Financial Statements1552. Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 2022 May 12, 2022
- Registrants' Financial Statements1553. Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 2020 May 12, 2022
- Registrants' Financial Statements1554. Murphy Clarke Financial Limited Financial Statements for the year ended 30th June 2019 May 12, 2022
- Registrants' Financial Statements1555. KSBM Asset Management Limited Audited Financial Statement for the year ended 31st March 2019 May 12, 2022
- Registrants' Financial Statements1556. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2021 May 12, 2022
- Registrants' Financial Statements1557. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2020 May 12, 2022
- Registrants' Financial Statements1558. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2019 May 12, 2022
- Registrants' Financial Statements1559. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statement for the year ended 31st March 2021 May 12, 2022
- Registrants' Financial Statements1560. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statement for the year ended 31st March 2019 May 12, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.