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- Material Changes1753. PLD-Change to Board of Directors – I. Artherly, H. Awardy, I. Leon, D. Sookoo, D. Dookie, R, Garcia, H. Jones, S. Sunil, C. Manson July 2, 2021
- Published Articles1754. Know Your Rights as an Investor -Pt.1 June 30, 2021
- Material Changes1755. DFL – Change to Senior Officer – Suresh Dutta June 29, 2021
- Material Changes1756. TTUTC – Change to Senior Officer – Naleisha Bally June 28, 2021
- COVID-191757. NOTICE TO REGISTRANTS – LIMITED COVID-19 FILING MORATORIUM June 24, 2021
- Orders1758. COVID 19 Order June 23, 2021 on the Submission of Audited Financial Statements and Annual Reports by Registrants June 24, 2021
- Material Changes1759. STTGIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1760. STTFIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1761. STTSTIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1762. SBTT- Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1763. SCIF – Changes to Board of Directors – R. Namara, C. Hinkson, A. Tinker June 23, 2021
- Material Changes1764. STTGIF – Change to Board of Directors – Camille Chatoor June 23, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.