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- Notices1753. CIS Notice April 2021 April 13, 2021
- Draft Bye-Laws1754. Draft Collective Investment Schemes By-Laws 2021 April 9, 2021
- Material Changes1755. NCBFG – Non-declaration of dividend April 9, 2021
- Published Articles1756. Regulating Fintechs April 7, 2021
- Delegated Orders1757. Order Re: Delegation of Powers to the Standing Committee of the Board April 1, 2021
- Material Changes1758. TTUTC – Change to Senior Officer – Michelle Durham-Kissoon March 31, 2021
- Media Releases1759. TTSEC participates in GMW 2021 focusing on Youth and Money March 31, 2021
- Published Articles1760. Portfolio Management March 31, 2021
- Material Changes1761. GKC – Notice of Court Proceedings re Annual General Meeting March 31, 2021
- Material Changes1762. GKC – Change to Board of Directors – Peter E. Williams and Everton McDonald March 31, 2021
- Exemption Orders1763. Exemption Order re: Aspire Fund Management Company Limited – 26th March 2021 March 26, 2021
- Delisting and Deregistration Orders1764. Order re: Delisting of Sagicor Financial Corporation Limited – March 2021 March 26, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.