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- Material Changes2005. AGL- Amendment to Company By-Law February 4, 2021
- Published Articles2006. The Importance of Ethics in the Securities Industry – The Role of Registrants Pt. 2 February 3, 2021
- Material Changes2007. NIPDEC – Change to Senior Officer – Raymond Hackett February 2, 2021
- Material Changes2008. FIRST – Change to branch operations January 29, 2021
- Material Changes2009. TCL – Closure of TCL Packaging Limited January 29, 2021
- Material Changes2010. NFM – Change to Senior Officer – Kelvin Mahabir January 29, 2021
- Material Changes2011. SCEF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2012. SUSEF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2013. SGEF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2014. SUSBF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2015. SMMF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2016. SBTT – Amentment to By-Laws No. 1 January 29, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.