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- Published Articles2017. Importance of Ethics in the Securities Industry January 27, 2021
- Material Changes2018. CTTL – Change of Board of Directors – Miguel Martinez January 22, 2021
- Material Changes2019. AATT – Resignation of Board of Directors January 22, 2021
- Published Articles2020. Public Access to Documents January 20, 2021
- Material Changes2021. TTUTC – Reappointment of Douglas Camacho January 14, 2021
- Material Changes2022. TTUTC – Expiration of term – Douglas Camacho January 14, 2021
- Material Changes2023. TTUTC – Change to Senior Officer – J. Sobion and W. Sookdar January 14, 2021
- Material Changes2024. TTHDC – Change to Senior Officer – Brent Lyons and Bryan Jackson January 13, 2021
- Material Changes2025. SBTT – Change to Senior Officer – Kimi Rochard and Rachel Laquis January 13, 2021
- Material Changes2026. NIF – Change to Senior Officer – Nnika Watson January 13, 2021
- Material Changes2027. NIPDEC – Change to Board of Directors – Leon Ambrose January 13, 2021
- Material Changes2028. NGL – Change to Board of Directors – Marcus Ganness January 13, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.