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- Material Changes2041. UCL – Change to Senior Officer – Tim Grothauzen October 27, 2020
- Material Changes2042. FIRST – Adjustment to branch operations October 27, 2020
- Securities Market Bulletin2043. Securities Market Bulletin #6 October 23, 2020
- Material Changes2044. NEL – Change to Senior Officer – Charles Maynard October 21, 2020
- Published Articles2045. Micro and Macro Prudential Reporting October 21, 2020
- Media Releases2046. TTSEC Hosts 9th US SEC Technical Assistance Programme October 20, 2020
- Material Changes2047. EHL – The operators of MovieTowne intend to vacate premises at Price Plaza, Chaguanas October 19, 2020
- Material Changes2048. PTSC – Change to Senior Officer – Hans-Erich Schulz October 15, 2020
- Material Changes2049. PTSC – Change to Senior Officers – David Mangal October 14, 2020
- Material Changes2050. CMBL – Change of Senior Officer – James Ollivierre October 14, 2020
- Published Articles2051. What is a Security? October 14, 2020
- Material Changes2052. MHL – Change to Board of Directors – Richard P. Young October 8, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.