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- Material Changes2053. SBTT- Change to Senior Officer – Wendy Fae Thompson December 15, 2020
- Material Changes2054. SBTT- Change to Senior Officer – Derek Hudson December 15, 2020
- Material Changes2055. PHL – Amendment of Company’s By-Laws December 15, 2020
- Material Changes2056. WASA – Expiration of term of Board of Commissioners December 11, 2020
- Material Changes2057. JMMBTTL – Change to Senior Officer – Lorraine Kam December 11, 2020
- Uncategorized2058. Order re: CRRS Form Amendments December 11, 2020
- Published Articles2059. Mutual Funds at Christmas December 9, 2020
- Material Changes2060. AL – Change to Senior Officer – T. Abdool and R. Johncilla December 8, 2020
- Material Changes2061. AHL – Change to Senior Officer – T. Abdool and R. Johncilla December 8, 2020
- Material Changes2062. TTUTC – Change to Senior Officer – J. Julien December 8, 2020
- Material Changes2063. FIRST – Further adjustment to branch operations December 4, 2020
- Material Changes2064. FIRST – Change to branch operations December 4, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.