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- Material Changes2077. CMBL – Change of Senior Officer – Anderson Basdeo November 20, 2020
- Material Changes2078. FIRST – Adjustment to branch operations November 20, 2020
- Material Changes2079. NIPDEC – Change to Board of Directors – Maryam Abdool-Richards and Calvin Bijou November 20, 2020
- Material Changes2080. AL – Change to Senior Officer – Carol Homer-Caesar November 20, 2020
- Material Changes2081. AHL – Change to Senior Officer – Carol Homer-Caesar November 20, 2020
- Published Articles2082. Is Cryptocurrency a Security? November 18, 2020
- Media Releases2083. 9th US SEC Technical Assistance Programme for Regional Securities Regulators Ends November 17, 2020
- Material Changes2084. SBTT – Change to Senior Officer – Anya M. Schnoor November 11, 2020
- Material Changes2085. SBTT – Change to Senior Officer – John Hadad November 11, 2020
- Material Changes2086. UCL – Amendment to Company’s By-Laws November 11, 2020
- Published Articles2087. Filing Obligations in the Securities Market Part 2 – Conclusion November 11, 2020
- Material Changes2088. MHL – Change to Senior Officer – Paula Rajkumarsingh November 4, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.