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- Material Changes2089. CTTL – Change of Senior Officer – Miguel Martinez February 9, 2021
- Material Changes2090. FCDSL- Change to Senior Officer – Brian Woo February 4, 2021
- Material Changes2091. AATT- Appointment of Board of Directors February 4, 2021
- Material Changes2092. AGL- Amendment to Company By-Law February 4, 2021
- Published Articles2093. The Importance of Ethics in the Securities Industry – The Role of Registrants Pt. 2 February 3, 2021
- Material Changes2094. NIPDEC – Change to Senior Officer – Raymond Hackett February 2, 2021
- Material Changes2095. FIRST – Change to branch operations January 29, 2021
- Material Changes2096. TCL – Closure of TCL Packaging Limited January 29, 2021
- Material Changes2097. NFM – Change to Senior Officer – Kelvin Mahabir January 29, 2021
- Material Changes2098. SCEF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2099. SUSEF – Change to Senior Officer – Robert Lawrence January 29, 2021
- Material Changes2100. SGEF – Change to Senior Officer – Robert Lawrence January 29, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.