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- Material Changes2101. NIPDEC – Change to Board of Directors – Sonia Valerie Kelsick August 18, 2020
- Material Changes2102. CMEGTTL – Change of company name August 12, 2020
- Published Articles2103. Fintech and the Securities Market Part 1 of 5 August 12, 2020
- Material Changes2104. PTSC – Change to Senior Officer – Leon Richardson August 10, 2020
- Material Changes2105. GHL – Non-Payment of Interim Dividend 2020 August 7, 2020
- Material Changes2106. GHL – Amendment of company’s By-Laws August 7, 2020
- Material Changes2107. UCL – Change to Senior Officer – Nanda Persad August 6, 2020
- Material Changes2108. RBC – Changes to Board of Directors – Cynthia Devine August 5, 2020
- Material Changes2109. NGL – Amendments to NGL’s By-Laws August 5, 2020
- Material Changes2110. NGL – Change to Board of Directors – Jacqueline Quamina, Patrick Ferreira August 5, 2020
- Published Articles2111. Other AML Areas – Wire Transfers and Non-Profit Organisations August 5, 2020
- Material Changes2112. CMEGTTL – Change of Senior Officer – Morton-Campbell and Johncilla July 31, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.