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- Material Changes2029. SBTT – Change to Senior Officer – Brendan King October 27, 2020
- Material Changes2030. UCL – Change to Senior Officer – Tim Grothauzen October 27, 2020
- Material Changes2031. FIRST – Adjustment to branch operations October 27, 2020
- Securities Market Bulletin2032. Securities Market Bulletin #6 October 23, 2020
- Material Changes2033. NEL – Change to Senior Officer – Charles Maynard October 21, 2020
- Published Articles2034. Micro and Macro Prudential Reporting October 21, 2020
- Media Releases2035. TTSEC Hosts 9th US SEC Technical Assistance Programme October 20, 2020
- Material Changes2036. EHL – The operators of MovieTowne intend to vacate premises at Price Plaza, Chaguanas October 19, 2020
- Material Changes2037. PTSC – Change to Senior Officer – Hans-Erich Schulz October 15, 2020
- Material Changes2038. PTSC – Change to Senior Officers – David Mangal October 14, 2020
- Material Changes2039. CMBL – Change of Senior Officer – James Ollivierre October 14, 2020
- Published Articles2040. What is a Security? October 14, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.