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- Material Changes2029. OCM – Change to Senior Officer – Noel Wood April 21, 2021
- Published Articles2030. Fintech and the Securities Market April 21, 2021
- Material Changes2031. RBC – Changes to Board of Directors – H. Monroe-Blum, M. McCain April 16, 2021
- Material Changes2032. FCIB-Change to Senior Officer – C. Lewis, K. Bourne, J. Bend, D. Williamson April 16, 2021
- Material Changes2033. DFL – Amendment of Articles of Continuance April 14, 2021
- Material Changes2034. UDECOTT – Change to Senior Officer – Kimberly Carr-Hamilton April 14, 2021
- Material Changes2035. PLIPDECO – Change to Senior Officers – Harold Ragbir, Curtis Dennie April 14, 2021
- Material Changes2036. AMCL – Change to Senior Officer – Alastair Paton April 14, 2021
- Material Changes2037. SPORTT – Change to Board of Directors – Dianne Antoine, Leon Ramdeen April 14, 2021
- Published Articles2038. Is Cryptocurrency a Security? April 14, 2021
- Notices2039. CIS Notice April 2021 April 13, 2021
- Draft Bye-Laws2040. Draft Collective Investment Schemes By-Laws 2021 April 9, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.