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- Material Changes2137. SBTTGF – Change to Senior Officer – Adrian Stokes December 17, 2020
- Material Changes2138. SBTTFI – Change to Senior Officer – Adrian Stokes December 17, 2020
- Published Articles2139. Repo Guidelines: How Do They Affect the Investing Public (Part 1) December 16, 2020
- Material Changes2140. SBTT- Change to Senior Officer – Wendy Fae Thompson December 15, 2020
- Material Changes2141. SBTT- Change to Senior Officer – Derek Hudson December 15, 2020
- Material Changes2142. PHL – Amendment of Company’s By-Laws December 15, 2020
- Material Changes2143. WASA – Expiration of term of Board of Commissioners December 11, 2020
- Material Changes2144. JMMBTTL – Change to Senior Officer – Lorraine Kam December 11, 2020
- Uncategorized2145. Order re: CRRS Form Amendments December 11, 2020
- Published Articles2146. Mutual Funds at Christmas December 9, 2020
- Material Changes2147. AL – Change to Senior Officer – T. Abdool and R. Johncilla December 8, 2020
- Material Changes2148. AHL – Change to Senior Officer – T. Abdool and R. Johncilla December 8, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.