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- Material Changes2161. UCL – Change to Senior Officer – Jean-Marc Mouttet November 20, 2020
- Material Changes2162. UCL – Change to Senior Officer – Mani Maraj November 20, 2020
- Uncategorized2163. JMMBTTL – Change to Senior Officer – Devati Mooleedhar November 20, 2020
- Material Changes2164. CMBL – Change of Senior Officer – Anderson Basdeo November 20, 2020
- Material Changes2165. FIRST – Adjustment to branch operations November 20, 2020
- Material Changes2166. NIPDEC – Change to Board of Directors – Maryam Abdool-Richards and Calvin Bijou November 20, 2020
- Material Changes2167. AL – Change to Senior Officer – Carol Homer-Caesar November 20, 2020
- Material Changes2168. AHL – Change to Senior Officer – Carol Homer-Caesar November 20, 2020
- Published Articles2169. Is Cryptocurrency a Security? November 18, 2020
- Media Releases2170. 9th US SEC Technical Assistance Programme for Regional Securities Regulators Ends November 17, 2020
- Material Changes2171. SBTT – Change to Senior Officer – Anya M. Schnoor November 11, 2020
- Material Changes2172. SBTT – Change to Senior Officer – John Hadad November 11, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.