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- Notices2173. Notice- Draft CIS By-Laws 2020 May 29, 2020
- Material Changes2174. FCIS – Re-opening of Head Office to staff only May 27, 2020
- Material Changes2175. FCIS – Closure of Offices and Subsidiaries May 27, 2020
- Material Changes2176. FCIS – Changes to Business Operations May 27, 2020
- Material Changes2177. AMCL – Change to the Board of Directors – Winston Singh May 27, 2020
- Published Articles2178. Compliance Programmes for the Securities Market May 27, 2020
- Notices2179. Notice of Amendments To Securities Act, Chapter 83:02 Of the Laws of Trinidad and Tobago May 22, 2020
- Acts2180. Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 2020 May 22, 2020
- Material Changes2181. FIRST – Adjustment to Branch Operations May 20, 2020
- Material Changes2182. PTSC – Change to Senior Officer – Prakash Beharry May 20, 2020
- Published Articles2183. Ensuring Compliance with AML/CFT May 20, 2020
- Material Changes2184. JMMBGL – Delay in the publication of Audited Financial Statements for the year ended March 31, 2020 May 19, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.