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- Delisting and Deregistration Orders2173. Order Re: Scotia De-Registration April 24, 2020
- Delisting and Deregistration Orders2174. Order re: Deregistration Readymix (West Indies) Limited April 23, 2020
- Exemption Orders2175. Order re: Exemption Order Nigel Clewitt April 23, 2020
- Delisting and Deregistration Orders2176. Order re: Conditional Deregistration Readymix (West Indies) Limited April 23, 2020
- Broker-Dealers2177. Investment Advisers vs. Broker-Dealers (Part 1) April 22, 2020
- Material Changes2178. UTC Cayman – Change to Senior Officer – John Tang Nian April 17, 2020
- Material Changes2179. RBCTTL – Temporary closure of two branches April 16, 2020
- Material Changes2180. RBCTTL – Changes to its operations due to the COVID-19 pandemic April 16, 2020
- Material Changes2181. AMCL – Change to Senior Officer – Nicholas Jackman April 16, 2020
- Material Changes2182. RBL – Change to operations April 16, 2020
- Material Changes2183. PHL – Postponement of Annual Meeting April 16, 2020
- Material Changes2184. PHL – Recommendation on Final Dividend April 16, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.