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- Published Articles2209. Registration of Trust Form Collective Investment Schemes as Reporting Issuers January 8, 2020
- Delisting and Deregistration Orders2210. Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 22-Sept-2019 January 7, 2020
- Delisting and Deregistration Orders2211. Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 3-Aug-2019 January 7, 2020
- Published Articles2212. Compliance Reviews of Registrants – Another Way Investors are Protected January 7, 2020
- Material Changes2213. NIPDEC – Change to Senior Officers – Jabari Cozier January 6, 2020
- Material Changes2214. NIPDEC – Change to Senior Officers – Terrance James January 3, 2020
- Material Changes2215. HMB – Change to Board of Directors – Ermine De Bique Meade January 3, 2020
- Material Changes2216. NCBFG – Change to Board of Directors – Oliver Mitchell Jr. January 3, 2020
- Notices2217. Notice – Statement of Substance and Purpose re Amendment of Rule 210 January 2, 2020
- Published Articles2218. Investor Protection Needs Disclosure and Registration January 2, 2020
- Material Changes2219. WCO – Change to Senior Officers – Arturo Campero Gonzalez and Diana Hernandez Gonzalez December 31, 2019
- Material Changes2220. WCO – Change to Senior Officer – Jean-Pierre du Coudray December 31, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.