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- Material Changes2209. RFHL – Acquisition of Bank of Nova Scotia in seven territories November 1, 2019
- Material Changes2210. TCL – Change to Senior Officer – Edgar Campos Piedra and Luis Ali Moya October 31, 2019
- Material Changes2211. Fortress – Change to Board of Directors – Christopher David Bynoe October 30, 2019
- Material Changes2212. PTSC – Change to Senior Officer – Prakash Beharry October 30, 2019
- Material Changes2213. TCL – Change to Board of Directors – W. Espinet, D. Inglefield, C. Percy October 25, 2019
- Material Changes2214. TCL – Incorporation of subsidiary in Grenada October 25, 2019
- Material Changes2215. OCM – Change to Senior Officer – Anthony Shaw October 24, 2019
- Material Changes2216. JMMBGL – Regulatory approval received to launch additional public offering in Jamaica October 23, 2019
- Material Changes2217. JMMBGL – De-listing of its common shares from the Barbados Stock Exchange October 23, 2019
- Material Changes2218. JMMBTTL – Change to Senior Officer – Tanya Stuart October 17, 2019
- Material Changes2219. BER – Delisting of shares from the Trinidad and Tobago Stock Exchange Limited October 17, 2019
- Material Changes2220. NIPDEC – Change to Senior Officer – Natalie Danclar-Rodney October 17, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.