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- Material Changes2377. PHL – Postponement of Annual Meeting April 16, 2020
- Material Changes2378. PHL – Recommendation on Final Dividend April 16, 2020
- Material Changes2379. TTUTC – Change to Senior Officer – John Tang Nian April 16, 2020
- Uncategorized2380. Market Manipulation and How the TTSEC Protects Investors April 15, 2020
- COVID-192381. Onboarding Guidelines-Joint Regulatory Guidance – COVID-19 Measures April 9, 2020
- Material Changes2382. FIRST – Change to business operations of Central branch offices April 9, 2020
- Material Changes2383. FIRST – Change to Banking Operations of Canaan Branch Office April 9, 2020
- Material Changes2384. RML – Measures implemented due to COVID-19 pandemic April 9, 2020
- Material Changes2385. PTSC – Change to Senior Officers – Sherry Ann Lee Hunte April 9, 2020
- Material Changes2386. HMB – Change to Board of Directors – Ansel Howell April 9, 2020
- Material Changes2387. FIRST – Third change to business operations due to COVID-19 April 9, 2020
- Material Changes2388. TCL – Measures implemented due to COVID-19 pandemic April 9, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.