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- Material Changes2377. SPORTT – Change to Board of Directors – Hayden Mitchell January 24, 2020
- Material Changes2378. SPORTT – Change to Senior Officer – Taigmani Richardson January 24, 2020
- Material Changes2379. SPORTT – Change to Board of Directors – H. Mitchell, J. Guillen January 24, 2020
- Material Changes2380. SPORTT – Change to Board of Directors – Jeffrey Guillen January 24, 2020
- Published Articles2381. Robo-Advisers Are Here: What should you know? January 22, 2020
- Material Changes2382. SFCL – Closure of the Scheme of Arrangement January 22, 2020
- Material Changes2383. AGL – Change to Senior Officer – Barry Davis January 21, 2020
- Material Changes2384. UDECOTT – Change to Senior Officer – K. Carr-Hamilton January 21, 2020
- Material Changes2385. UDECOTT – Change to Senior Officer – T. Charles-Phillips January 21, 2020
- Material Changes2386. UDECOTT – Change to Senior Officer – Chris Jagroop January 21, 2020
- Material Changes2387. AL – Change to Senior Officer – Ian Forbes January 21, 2020
- Material Changes2388. AHL – Change to Senior Officer – Ian Forbes January 21, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.