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- Material Changes2365. AGL- Change to Senior Officer – Rajesh Rajkumarsingh February 4, 2020
- Decisions / Settlements2366. Settlement Agreement – Hassan Phillip Rahaman February 3, 2020
- Notices2367. Notice of Settlement – FCB IPO Matter February 3, 2020
- Decisions / Settlements2368. Settlement Agreement – Imtiaz Azard Rahaman February 3, 2020
- Decisions / Settlements2369. Settlement Agreement – Subhas Ramkhelawan- BBL February 3, 2020
- Orders2370. Contravention Order: Hassan Philip Rahaman February 3, 2020
- Material Changes2371. WCO – Change to Senior Officer – Laurent Meffre January 31, 2020
- Material Changes2372. OCM – Change to Senior Officer – Noel Wood January 29, 2020
- Published Articles2373. Collective Investment Schemes/Mutual Funds – Fixed NAV and Floating NAV January 29, 2020
- Material Changes2374. AATT- Change to Senior Officer – Thomas, Alexander, Wilson, James-Reyes Tineo, Granville, Callender and Maharaj January 29, 2020
- Material Changes2375. WASA – Change to Senior Officer – Penelope Williams January 28, 2020
- Material Changes2376. GKC – 15% Acquisition of Key Insurance Company Limited January 28, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.