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- Material Changes2413. RML – Change to Senior Officer- Mr. Malcolm Sooknanan November 8, 2019
- Notices of Hearing2414. Notice of Hearing re: Furness Trinidad Limited November 7, 2019
- Material Changes2415. SFC – Cancellation of Acquisition of Scotia Jamaica Life Insurance Company Limited November 4, 2019
- Material Changes2416. RFHL – Acquisition of Bank of Nova Scotia in seven territories November 1, 2019
- Material Changes2417. TCL – Change to Senior Officer – Edgar Campos Piedra and Luis Ali Moya October 31, 2019
- Material Changes2418. Fortress – Change to Board of Directors – Christopher David Bynoe October 30, 2019
- Material Changes2419. PTSC – Change to Senior Officer – Prakash Beharry October 30, 2019
- Material Changes2420. TCL – Change to Board of Directors – W. Espinet, D. Inglefield, C. Percy October 25, 2019
- Material Changes2421. TCL – Incorporation of subsidiary in Grenada October 25, 2019
- Material Changes2422. OCM – Change to Senior Officer – Anthony Shaw October 24, 2019
- Material Changes2423. JMMBGL – Regulatory approval received to launch additional public offering in Jamaica October 23, 2019
- Material Changes2424. JMMBGL – De-listing of its common shares from the Barbados Stock Exchange October 23, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.