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- Material Changes2425. AHL- Change to Senior Officer – Kathryna Baptiste Assee March 6, 2020
- Material Changes2426. AGL- Change to Senior Officer – Gerard Thomas March 6, 2020
- Published Articles2427. Corporate Governance and the Securities Market March 4, 2020
- Material Changes2428. WCO – Change to Senior Officer – Claudio Wulf, Arturo Lordmendez March 3, 2020
- Material Changes2429. PTSC – Change to Senior Officer – Bashir Mohammed February 28, 2020
- Material Changes2430. PTSC – Change to Senior Officer – Priya Jadoo February 28, 2020
- Material Changes2431. NFM – Change to Board of Directors – Joanne Salazar February 28, 2020
- FOIA Statements2432. FOIA Statement 2020 February 26, 2020
- Published Articles2433. Building a Culture of Regulatory Compliance (Part 2) February 26, 2020
- Material Changes2434. NGL – Acquisition of Assets (Twin Eagle Liquids Marketing LLC) February 21, 2020
- Material Changes2435. RBL- Change to Senior Officer – Robert Soverall February 21, 2020
- Decisions / Settlements2436. Settlement Statement to Notice of Settlement February 21, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.