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- Material Changes2413. NIPDEC – Change to Senior Officers – Terrance James January 3, 2020
- Material Changes2414. HMB – Change to Board of Directors – Ermine De Bique Meade January 3, 2020
- Material Changes2415. NCBFG – Change to Board of Directors – Oliver Mitchell Jr. January 3, 2020
- Notices2416. Notice – Statement of Substance and Purpose re Amendment of Rule 210 January 2, 2020
- Published Articles2417. Investor Protection Needs Disclosure and Registration January 2, 2020
- Material Changes2418. WCO – Change to Senior Officers – Arturo Campero Gonzalez and Diana Hernandez Gonzalez December 31, 2019
- Material Changes2419. WCO – Change to Senior Officer – Jean-Pierre du Coudray December 31, 2019
- Material Changes2420. MASSY – Change to Senior Officer – Angelique Parisot-Potter December 31, 2019
- Material Changes2421. MASSY – Change to Board of Directors – G. Anthony King December 31, 2019
- Material Changes2422. MASSY – Change to Board of Directors – Soraya Khan December 31, 2019
- Material Changes2423. SFC – Change to Board of Directors – Aleong, Fyffe-Campbell, Comma, Kellman, Lucie-Smith, Young and Hodgson December 31, 2019
- Material Changes2424. SFC – Request to de-list from the TTSE December 30, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.