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- COVID-192413. RE: Change to TTSEC Business Hours and Operations March 19, 2020
- Published Articles2414. COVID -19 and the T&T Securities Industry March 19, 2020
- Material Changes2415. PATT – Change to Senior Officers – Lyle E Alexander March 18, 2020
- Material Changes2416. NIPDEC – Change to Board of Directors – Joseph Remy March 17, 2020
- Material Changes2417. SBTT – Change to Senior Officer – Neiliane Williams March 11, 2020
- Material Changes2418. SBTT – Change to Senior Officer – Jason Narinesingh March 11, 2020
- Published Articles2419. Risk Based Supervision: Why it’s important March 11, 2020
- Material Changes2420. PTSC – Change to Senior Officer – Harigobin Jhinkoo March 11, 2020
- Material Changes2421. FCIS – Change to Board of Directors – Ian Narine March 10, 2020
- Material Changes2422. FIRST – Change to Board of Directors – Ian Narine March 10, 2020
- Material Changes2423. AGL- Change to Senior Officer – Barry Davis March 9, 2020
- Material Changes2424. AL – Change to Senior Officer – Kathryna Baptiste Assee March 6, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.