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- Material Changes2533. SFC – Closure of the Scheme of Arrangement December 11, 2019
- Material Changes2534. RBL – Restructuring of Republic Securities Ltd and Republic Wealth Management Ltd December 11, 2019
- Material Changes2535. RFHL – Restructuring of Republic Securities Ltd and Republic Wealth Management Ltd December 11, 2019
- Material Changes2536. UCL – Restructuring of Unilever Caribbean Limited’s Homecare Warehouse and Administrative functions December 11, 2019
- Notices of Hearing2537. Re: Notice of Directions Hearing December 6, 2019
- Published Articles2538. Mutual Funds and the Christmas Season December 4, 2019
- Published Articles2539. Fintech and T&T’s Securities Market December 4, 2019
- Material Changes2540. RFHL – Resolution to acquire shareholding in Scotiabank (BVI) Ltd December 2, 2019
- Material Changes2541. WASA – Change to Senior Officer – Robert Subryan December 2, 2019
- Material Changes2542. AL – Change to Senior Officer – Alana Beaubrun November 29, 2019
- Material Changes2543. AHL – Change to Senior Officer – Alana Beaubrun November 29, 2019
- Material Changes2544. TSTT- Change to Senior Officer – Robert Mayers November 28, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.