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- Material Changes2797. AL – Change of Senior Officer – Frederick Gilkes June 27, 2018
- Material Changes2798. PATT – Change to Senior Officers – Ian Thomas and Rabindar Jaggernauth June 27, 2018
- Material Changes2799. FCIS – Acquisition of First Citizens Portfolio and Investment Management Limited June 26, 2018
- Material Changes2800. BER – Change to Senior Officer – Omawatie Birbal June 20, 2018
- Material Changes2801. BER- Change to the Senior Officers – Y. Samaroo, N. Durity June 20, 2018
- Material Changes2802. SPORTT – Change to Board of Directors – Dinanath Ramnarine June 20, 2018
- Material Changes2803. CMBL – Change of Board of Directors – Mitchell de Silva June 18, 2018
- Material Changes2804. CTTL – Change of Board of Directors – Mitchell de Silva June 18, 2018
- Material Changes2805. CAL – Change to Senior Officer – Kevin Singh June 18, 2018
- Material Changes2806. CAL – Change to Senior Officer – Kevin Singh and Lionel De Chi June 18, 2018
- Material Changes2807. UCL – Change to Board of Directors – P. Garrido June 14, 2018
- Material Changes2808. UCL – Change to Board of Directors – S. Clarke June 14, 2018
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.