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- Material Changes3313. TTMF – Changes to Board of Directors – A. Vincent, M. Munro-Legge, A. Howell, M. Gordon, W. Hilton-Clarke January 20, 2017
- Material Changes3314. SIJL – Change to Senior Officer – Richard Fraser January 20, 2017
- Material Changes3315. SIJL – Change to Senior Officer – Mrs. Julie Thompson-James January 16, 2017
- Material Changes3316. TCL – Notice of Change and Variation to Takeover Bid January 16, 2017
- Material Changes3317. FCAM – Changes to Board of Directors – C. Williams, J. Mc Farlane, I. Omardeen, T. Garcia January 13, 2017
- Material Changes3318. FCAM – Changes to Board of Directors – J. Toney, N. Pariag, F. Lue Ping Wa, S. Romano-Davis January 13, 2017
- Material Changes3319. GKC – Changes to Senior Officers – K. Chin Quee Akin G. Moss-Solomon M. Ranglin D. Dodd R. Daley January 13, 2017
- Orders3320. Order re: Appointment of Hearing Panel and a Pre-Hearing Conference Panel January 13, 2017
- Delisting and Deregistration Orders3321. Order re: Deregistration of Life Settlement Funds Limited January 12, 2017
- Material Changes3322. TCL – Take Over Bid January 12, 2017
- Material Changes3323. FCIB – Changes to Senior Officer – Mr. Anthony Seeraj January 12, 2017
- Material Changes3324. JMMBGL – Change of Senior Officers – Archibald Campbell January 11, 2017
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.