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- Material Changes337. ASBH – Issuance of Shares – Farmshare December 13, 2024
- Material Changes338. ASBH – Acquisition of CPJ December 13, 2024
- Registrants' Financial Statements339. Sheppard Securities Limited – Audited Financial Statements for the year ended 29 February 2024 December 12, 2024
- Registrants' Financial Statements340. Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2024 December 12, 2024
- Registrants' Financial Statements341. Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2024 December 12, 2024
- Registrants' Financial Statements342. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 Mar 2024 December 12, 2024
- Registrants' Financial Statements343. FigTree Financial (T and T) Limited Audited Financial Statements for the year ended 31 Mar 2024 December 12, 2024
- Registrants' Financial Statements344. JMMB Securities (T and T) Limited Audited Financial Statements for the year ended 31 March 2024 December 12, 2024
- Registrants' Financial Statements345. JMMB Investments (T and T) Limited Audited Financial Statements for the year ended 31 March 2024 December 12, 2024
- Registrants' Financial Statements346. Capital Markets Elite Group (Trinidad and Tobago) Annual Report for the year ended 31 May 2024 December 12, 2024
- Material Changes347. MASSY – Change to Senior Officer – James McLetchie December 10, 2024
- Material Changes348. SFCL – Closing of C$200 Million Term Loan Credit Facility December 10, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.