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- Guidelines3517. Updated Sample Compliance Officer form June 24, 2016
- Material Changes3518. FCIS – Changes to Board of Directors – T. Garcia and I. Omardeen June 23, 2016
- Material Changes3519. SIJL – Change to the Board of Directors – Sterling Frost June 22, 2016
- Material Changes3520. FIRST – Changes to Board of Directors – J. Toney, H. Hosein, J. Pemberton and J.P. Coudray June 22, 2016
- Material Changes3521. FIRST – Changes to Board of Directors – J. McFarlane, T. Garcia, I. Omardeen, S. Henry, A. Smart and C. Williams June 22, 2016
- Material Changes3522. FCAM – Change to Board of Directors – J. Pemberton June 21, 2016
- Material Changes3523. FCIS – Changes to Board of Directors – J. Pemberton and J. P. du Coudray June 21, 2016
- Weekly Bulletin3524. TTSE Weekly Bulletin 17th June 2016 June 17, 2016
- Material Changes3525. OCM – Change to the Board of Directors – G. Thomson June 16, 2016
- Material Changes3526. SBTT- Change to the Board of Directors – D. Hudson and T. Bryan June 16, 2016
- Material Changes3527. SIJL – Change to Board of Directors – Mr. Bruce Bowen June 15, 2016
- Notices3528. RE: Notice to minority shareholders and former employees BWIA June 14, 2016
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.