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- Material Changes3541. EFCL – Change to Senior Officer – Jerome Mc Carthy October 6, 2016
- Material Changes3542. EFCL – Change to Senior Officer – Denis Cox October 6, 2016
- Material Changes3543. JMMBGL – Change to Board of Directors – Dr. Noel Lyon October 6, 2016
- Notices3544. RE: Notice for Written Comments – TTSE Capital Requirements Rule October 5, 2016
- Notices3545. Re: Notice for Written Comments – SME Listing Requirements October 5, 2016
- Material Changes3546. AGL – Changes to the Board of Directors (Mouttet Rajkumarsingh) October 5, 2016
- Material Changes3547. RFHL – Change to Board of Directors (Robert Riley) October 5, 2016
- Material Changes3548. TTUTC – Change to the Senior Officer – Redman and Grant October 4, 2016
- Material Changes3549. BER- Change to the Board of Directors-William Aguiton October 4, 2016
- Material Changes3550. UCL – Change to Senior Officer – Daniel Gonzales October 4, 2016
- Material Changes3551. UCL – Change to Senior Officer – Moonieram Maraj October 4, 2016
- Delisting and Deregistration Orders3552. Order Re: De-Listing of GORTT Bond October 4, 2016
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.