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- Material Changes4069. FCIB-Changes to the Board and Executive Management – Mr. Nesbitt, Mr. Douangprachanh and Mrs. Rowe-Seale October 14, 2014
- Material Changes4070. IBL – Change to Executive Management – Mr. Keith Duncan October 14, 2014
- Material Changes4071. ITMBL – Change to Executive Management – Mr. Keith Duncan October 14, 2014
- Material Changes4072. NEL – Change to Board of Directors – Dr. Utam Maharaj and Mr. Navin Rajkumar October 14, 2014
- Material Changes4073. NFM – Change to Senior Management – Ms. Pamela Niamath October 14, 2014
- Material Changes4074. FCB – Changes to Board of Directors – Joel Pemberton and Jean Pierre du Coudray October 14, 2014
- Material Changes4075. RBC- Changes to the Board and Executive Management – Robert Johnston and Roger Packer October 14, 2014
- Material Changes4076. RBC-Changes to Non-Executive Management – Mr Martin Daly October 14, 2014
- Material Changes4077. RBL- Change to Executive Management – Nigel Baptiste October 14, 2014
- Material Changes4078. TCL – Change to Business – Status of Legal Matters involving Shareholders October 14, 2014
- Material Changes4079. TCL – Change to Executive Management – Dr. Rollin Bertrand October 14, 2014
- Material Changes4080. TCL – Change to Operations – Debt Restructuring October 14, 2014
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.